Anyone selling securities or offering investment advice in Ontario must register with the Ontario Securities Commission (OSC) unless they have an exemption. This guide explains the different types of registration for forms and individuals, and the requirements individuals must meet to be registered.
View and/or print the brochure here:
Know who you're dealing with (.pdf)
Disponible en français
You can also order this and other OSC brochures by going to the OSC's Order Brochures page.