…is the Director of the Ontario Securities Commission’s (OSC) Investment Funds and Structured Products Branch, the operating branch responsible for regulating investment products such as mutual funds and exchange-traded funds…
Here’s what we found on "commission grid"
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Meet Tyler Fleming, Director, Investor Office
…the Director of the Investor Office at the Ontario Securities Commission (OSC). We recently sat down with Tyler to discuss his background, the role of the Investor Office, his current…
Potential OBSI changes for investment dispute resolution
…views, you can email us at comments@osc.gov.on.ca. Please note that your comments will be published on the websites of each of the Alberta Securities Commission at www.asc.ca, the Autorité des…
Shedding light on dark patterns
…to both the timing of retail investor trades relative to other traders (e.g., institutional), as well as transaction costs (e.g., commissions, trading fees). Under-diversification: Diversification is the process of investing…
Accessibility policy
Accessibility at the Ontario Securities Commission The Ontario Securities Commission (OSC) is committed to providing services that are accessible and inclusive of individuals with disabilities to fulfill our obligations under the Accessibility…
Putting your interests first
…you with information on any limits on the investment products they offer as well as fees, costs and risks. For example, your advisor may get paid a higher commission for…
Review your account information
…that fees and commissions charged are correct. Keep the confirmation for tax purposes if it shows deductible expenses. 2. Account statements You should receive monthly or quarterly account statements that…
Investing in the exempt market
…online though a single portal that is registered with the Ontario Securities Commission (OSC). Anyone can buy securities under this exemption but there are limits. Anyone can invest up to $2,500 per…
How regulators protect investors
…investors: Provincial and territorial securities regulators Provincial and territorial securities regulators, such as the Ontario Securities Commission (OSC), administer and enforce rules around how securities are issued, bought, and sold. And…
OSC Seniors Strategy Updates
OSC Seniors Strategy highlights OSC Staff Notice 11-779 Seniors Strategy July 15, 2021 Update The Canadian Securities Administrators, which includes the Ontario Securities Commission, published final amendments that will enhance…