…has been in place for almost 20 years and during that time, there has been an evolution of financial services and products. In response, the CSA agreed that it was…
Here’s what we found on "RESP"
Registered Education Savings Plan (RESP)
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The OSC’s Office of the Whistleblower
…industry stakeholders and investors. We invite investors, executives, compliance officers and other people in organizations to attend our events where we talk about the program, their responsibilities as an organization…
Meet Jim Sinclair, OSC General Counsel
…responses. Our Freedom of Information and Privacy work, our contract work, and the National Systems Renewal Project keep us very busy. We also work very closely with Enforcement on a…
Meet Leslie Byberg, Executive Director and CAO, OSC
…determining what steps the OSC or CSA should consider in response. To help us reach our goals, it’s important that we continue to become an ever more data-driven organization. We’re…
Meet Letty Dewar, Chair of the Investor Advisory Panel
…rule and policy making process. Our mandate is to solicit and represent the views of investors. As part of our responsibilities, we advise and comment on proposed rules, policies, concept…
Meet Lisa Wilkins, Chief Human Resources Officer at the OSC
…to ensure the responsible management of the organization’s biggest asset: our people. We in HR think of ourselves as being stewards of that investment and have developed a service model…
Meet Tyler Bush, Manager, OSC Inquiries & Contact Centre
…Inquiries and Contact Centre where I’m fortunate to manage a department of highly-skilled professionals who provide exceptional service to over 15,000 people each year. I’m responsible for ensuring our business…
Meet Wanda Morris, Vice President of Advocacy at CARP
…phase of our investor protection work; some of the other areas that we’ve identified are around powers of attorney and delegated responsibility, and safe harbours (Editor’s note: A regulatory “safe…
New Whistleblower Program
…had a very positive response” says Kelly Gorman, Chief of the Office of the Whistleblower. “Awareness of the program is the key to its success. This is an investor protection…
Meet Laura Tamblyn Watts, CEO of CanAge
…that we have the skills and systems in place across Canada to respond to a population that is aging and aging with cognitive impairment. We’re working hard with financial institutions…