…When I started in the industry, most of the investment dealers were privately owned. That has really changed, and now we have members that are part of large, public financial…
Here’s what we found on "Real Estate"
Showing results 161-170 of 192 Article Article Article Article Interview Interview Interview Interview Interview Interview
Meet Tim Moseley, Vice-Chair of the OSC
…on some cases, and on policy as a vice-chair. I’m fortunate to have the multiple perspectives, which help put things into context and help us understand what’s realistic, what’s not,…
Meet Tyler Bush, Manager, OSC Inquiries & Contact Centre
…investment advice. The reality is that there is a lot of fraud out there and many people and companies are not registered to sell investments in Ontario. Investors can contact…
The New OSC Launchpad
…really good solutions, including some solutions using blockchain technology which is one of the big trends we’re seeing,” said Chaukos. To support the work of OSC Launchpad, the OSC recently…
Meet Grant Vingoe, Acting OSC Chair & CEO
…and incomplete information as we work towards recovery. On policy initiatives, we’re trying to be pragmatic and realistic given the circumstances while absolutely keeping the underlying objectives top of mind….
Meet Andrew Kriegler, President and CEO, IIROC
…exchanges, which are themselves directly regulated by provincial regulators, but ATSs fall under our jurisdiction directly. We do market surveillance in real time and flag unusual activity for follow up…
Meet Debra Foubert, Director, Compliance & Registrant Regulation
…proposed regulatory changes. This standard would form both an over-arching standard and a governing principle against which all other client-related obligations would be interpreted. It’s really the practice of saying,…
Meet Jim Sinclair, OSC General Counsel
…mismanagement or fraud – and the OSC has an important role to play in that regard. There is a retirement crisis facing the province, and the country. That was really…
Meet Kevin Fine, Director, Derivatives
…inherently bad. Warren Buffett’s famous quote about them being ‘weapons of mass destruction’ really did a disservice to the hedging products. In general, basic hedging of your obligations is good…
Meet Mark Gordon, President and CEO, MFDA
…resources together with the OSC Investor Office whenever possible to help improve outcomes for investors. I think that all of us as regulators realize that we need to focus on…