Investment firms are required to provide clients with an annual summary of all fees paid the previous year for services and advice.
Investing
Investment performance and the cost of advice
Some rules that apply to dealers and advisers registered to trade in securities or provide advice.
Where to get information before you invest
Public companies and investment funds are required to disclose key information to investors.
Self-regulatory organizations
The Canadian securities landscape includes provincial and territorial securities regulators and self-regulatory organizations (SROs).
5 ways regulation protects investors
Regulation protects investors in five key ways.
How regulators protect investors
Learn more about investor protection and securities regulators.
Equity crowdfunding in Ontario
Crowdfunding is a way for start-ups to raise money from a large number of people.
Investing in the exempt market
Prospectus exemptions allow individuals to invest in the exempt market. However, this kind of investing also comes with risks. Find out more.
Who’s who in Canadian markets
When you buy and sell securities, your money flows through a network market participants.
How to monitor stock performance
Knowing how your investments are doing can help you make better decisions.
How stocks and dividends work
Understanding how stocks work and the potential risks or dividends from stocks, will help you develop your investing plan.
How to buy and sell stocks
Understanding how and where stocks are bought and sold.