…example, this happens when a platform controls the asset on behalf of a user, meaning the investor doesn’t have direct possession or control over it. In these cases, securities regulators…
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What are pump and dump scams?
Pump and dump scams are when fraudsters use an artificial market to drive the price of a stock up. Once you invest, the value will then dramatically fall. Find out…
How to evaluate companies when buying stock
…used to understand a company’s value. It is not a measure that investors generally should use in isolation. Learn more about how to buy and sell stocks. What are disclosure…
When to review your plan
…retirement lifestyle Early retirement years You may want to work less and pursue interests like travel, volunteer work or part-time work. Starting a new business Turning your retirement savings and…
Hedge funds
…out of date because the investments in a fund can change frequently. Use of complex, high-risk strategies – Hedge funds often use strategies that are difficult to understand and are…
Guaranteed minimum withdrawal benefit (GMWB) products
…guaranteed amount. How GMWB products work GMWB products are offered by insurance companies and can have a variety of features. Here’s how a typical GMWB product might work: 1. You…
What is total cost reporting and how will it work?
…negotiated flat fee directly to their dealer or adviser. There are generally no trailing commissions on mutual funds used in these accounts because the advisor is being compensated based on…
Finfluencer powers of persuasion
…finfluencer? Your social feed may include posts from financial influencers or “finfluencers”. They use their social media platforms to share finance and investing insights. A finfluencer could: Share a post…
Understanding crypto asset trading platforms
…platforms you would like to use for trading. Learn more about crypto asset trading platforms, how to check if they are registered, and what you need to know about fees,…
Do you give financial advice on social media?
…The same principles apply to the use of artificial intelligence (AI). If you create an AI agent or use AI to provide advice about investing, to promote investments or anything…