Regulation in Canada

Regulators protect investors by making and enforcing rules for the securities industry in Canada.

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Who’s who in Canadian markets

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The exempt market explained

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Equity crowdfunding in Ontario

Everything else

More to know about regulation in Canada.

Risks of equity crowdfunding

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How regulators protect investors

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Self-regulatory organizations

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5 ways regulation protects investors

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Where to get information before you invest

Investment performance and the cost of advice

Report on charges and other compensation

Report on investment performance

Your personal rate of return

If your financial institution goes bankrupt

Types of prospectus exemptions

Last updated June 21, 2017

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